FORM 4 |
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility |
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Check this box if no longer |
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(Print or Type Responses) |
1. Name and Address of Reporting Person* Macricostas, Constantine S. |
2. Issuer Name and Tickler or Trading Symbol Photronics, Inc. (PLAB) |
6. Relationship of Reporting Person(s) to Issuer |
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X |
Director |
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10% Owner |
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Officer (give |
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Other (specify |
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Chairman of the Board |
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(Last) (First) (Middle) 1061 East Indiantown Road |
3. I.R.S. Identification Number of
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4. Statement for
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5. If Amendment, September 13, 2002 |
X |
Form filed by One Reporting Person |
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(Street) Jupiter, Florida 33477 |
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Form filed by More than One Reporting Person |
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(City) (State) (Zip) |
Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security |
2. Trans- |
2A. |
3. Trans- |
4. Securities Acquired (A) |
5. Amount of |
6. Owner- |
7. Nature of |
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Code |
V |
Amount |
(A) |
Price |
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Common Stock |
9/5/02 |
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G |
V |
760 |
(D) |
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246,696 |
(D) |
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Common Stock |
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34,000 (1) |
(I) (1) |
Owned by Wife |
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Common Stock |
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2,280,000 (2) |
(I) (2) |
Owned by Limited Partnership |
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Common Stock |
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50,618 (3) |
(I) (3) |
Owned by Corporation |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
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* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
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Persons who respond to the collection of information contained |
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(Over) |
FORM 4 (continued) |
Table II ¾ Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Derivative |
2. Conver- |
3. Trans- (Month/ |
3A. (Month/ |
4. Trans- |
5. Number of Deriv- |
6. Date Exer- |
7. Title and Amount of |
8. Price |
9. Number |
10. Owner- |
11. Nature |
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Code |
V |
(A) |
(D) |
Date |
Expira- |
Title |
Amount or |
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Stock Option (right to buy) |
$26.950 |
12/3/01 |
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A |
V |
60,000 |
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(4) |
12/3/11 |
Common Stock |
60,000 |
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60,000 |
(D) |
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Stock Option (right to buy) |
$15.900 |
7/10/02 |
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A |
V |
20,000 |
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(4) |
7/10/12 |
Common Stock |
20,000 |
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20,000 |
(D) |
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Explanation of Responses: |
(1) Mr. Macricostas disclaims beneficial ownership of these shares. (2) Represents all of the shares held by a limited partnership of which Mr. Macricostas owns limited partnership interests. Mr. Macricostas disclaims beneficial ownership of those shares not represented by his limited partnership interests. (3) Represents all of the shares held by a corporation of which Mr. Macricostas owns a significant interest. Mr. Macricostas disclaims beneficial ownership of those shares not represented by his ownership interest. This corporation serves as the general partner of the limited partnership referred to above. (4) The option becomes exercisable in four equal annual installments beginning on the first anniversary of the grant date specified in Column 3. |
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By: |
/s/ Anthony N. Cicchetti |
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October 1, 2002 |
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** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
**Signature of Reporting Person |
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Date |
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See18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Attorney-in-fact |
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, |
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Potential persons who are to respond to the collection of information contained in this form are not |
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Page 2 |