- ------ --------------------------- FORM 4 OMB APPROVAL - ------ --------------------------- [ ] Check this box if no longer OMB Number: 3235-0287 subject to Section 16. Form Expires: September 30, 1998 4 or Form 5 obligations may Estimated average burden continue. See instruction 1(b). hours per response..... 0.5 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person Person(s) to Issuer Toppan Printing Co., Ltd. Photronics, Inc. PLAB (Check all applicable) - ----------------------------------------------------------------------------------- ___ Director xx 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ___ Officer (give) ___ Other (specify Number of Reporting Month/Year title below below) Kanda, Izumi-cho, Chiyda-ku Person (Voluntary) March/1999 - -------------------------------------- ----------------- ----------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) (Month/Year) xx Form filed by One Reporting Person __ Form filed by More than One Tokyo Japan 101 Reporting Person - -------------------------------------------------------------------------------------------------------------------------------- (City) (State) (Zip) Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - -------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Trans- 3. Trans- 4. Securities acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of Date Code Beneficially Form: Indirect (Instr. (Instr. 3, 4, and 5) Owned at Direct Beneficial (Month/ 8) End of (D) or Ownership Day/ Month Indirect Year) Code V Amount (A) or (D) Price (Instr. 3 and 4) (Instr.4) (Instr. 4) - -------------------------------------------------------------------------------------------------------------------------------- Common Stock 3/26/99 D 250,000 D 13.90 2,180,000 D - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). (over) SEC 1474 (7-96)
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conversion 3. Transaction 4. Transaction 5. Number of Security or Exercise Date Code Derivative (Instr. 3) Price of (Instr. 8) Acquired (A) Derivative (Month/ Disposed of Security Day/Year) (D) (Instr. 3, 4, 5) ------------------------------------- Code V (A) (D) - --------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- 6. Date Exer- 7. Title and 8. Price of 9. Number of 10. Ownership 11. Nature of cisable and Amount of Under- Derivative Derivative Form of Indirect Expiration lying Securities Security Securities Derivative Beneficial Date (Month/ (Instr. 3, 4) (Instr. 5) Beneficially Security: Ownership Day/Year) Owned At End Direct (D) (Instr. 4) - ----------------------------------------- of Month or Indirect Date Expira- Title Amount of (Instr. 4) (I) Exer- tion Number of (Instr. 4) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ----------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. /s/ S. Hagata March 25, 1999 - -------------------------------- -------------------------- Signature of Reporting Person Date Page 2 SEC 1474 (7-96)