Washington, D.C. 20549






 Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934


Date of report (Date of earliest event reported)        March 14, 2023




(Exact name of registrant as specified in its charter)


Connecticut 0-15451 06-0854886
(State or Other Jurisdiction of) (Commission File Number) (IRS Employer Identification No.)


15 Secor Road, Brookfield, CT 06804
(Address of principal executive offices) (Zip Code)



Registrant's Telephone Number, including area code (203) 775-9000



(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).



Emerging growth company ☐


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Securities registered pursuant to Section 12(b) of the Act:



Title of each class


Trading Symbol(s)


Name of each exchange on which registered

COMMON STOCK, $0.01 par value per share PLAB NASDAQ Global Select Market




Item 7.01.Regulation FD.

Photronics, Inc. (the “Company”) reports today that neither the Company nor any of its subsidiaries has any cash or other assets on deposit with, holds any debt or equity issued by or has any credit facilities or, swaps or other derivatives with Silicon Valley Bank, First Republic Bank or Signature Bank or any of their affiliated entities.


The information contained in this Item 7.01 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be incorporated by reference in any filing under the Securities Act of 1933 except as shall be expressly set forth by specific reference in such filing.







Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  By:   /s/ Richelle E. Burr
    Name:   Richelle E. Burr
    Title: Executive Vice President, Chief Administrative Officer, General Counsel and Secretary


Date: March 14, 2023