Securities and Exchange Commission
Washington, D.C. 20549
(Amendment No. 0)*
|SEC File Number||CUSIP Number|
|(Check one):||√||Form 10-K||Form 20-F||Form 11-K||Form 10-Q||Form 10-D||Form N-SAR|
|For Period Ended:||October 31, 2020|
|Transition Report on Form 10-K|
|Transition Report on Form 20-F|
|Transition Report on Form 11-K|
|Transition Report on Form 10-Q|
|Transition Report on Form N-SAR|
|For the Transition Period Ended:|
Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.(Check box if appropriate.)
|(a)||The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense.|
|(b)||The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and|
|(c)||The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.|
The Registrant could not complete the required financial statements and accompanying notes for the filing of its Annual
Report on Form 10-K for the fiscal year ended October 31, 2020 as the information required is not available as of the 10-K
required filing date. The Registrant undertakes the responsibility to file such report no later than the fifteenth calendar day
following the prescribed due date.
Name and telephone number of person to contact in regard to this notification
|John P. Jordan||(203)||740-5671|
|(Name)||(Area Code)||(Telephone Number)|
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized
|Date:||12-29-2020||By /s/||John P. Jordan||Title:||John P. Jordan, Executive Vice President, Chief Financial Officer|
INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).